RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• B••••• A•••••
- B••••• G••••• A•••••• N••••••• L•• independent RIA currentsince Apr 26, 2024 · Atlanta, Ga
- B•••• A••••••• U••• I••• formerJan 7, 2013 to Jun 5, 2024 · New York, Ny
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMay 31, 2012 to Nov 8, 2012 · White Plains, Ny
- M•• F•••••••• S•••••••• I••• formerAug 4, 2011 to Apr 12, 2012 · Elmsford, Ny
- C••••••• I••••••••• S••••••• unclassifiedMay 11, 2004 to Apr 13, 2006 · Norwalk, Ct
- M••••• S•••••• D• I••• unclassifiedAug 5, 2002 to Apr 26, 2004 · Greenwich, Ct
- B•••• A••••••• U••• I••• to B••••• G••••• A•••••• N••••••• L••left Jun 5, 2024, registered Apr 26, 2024 (-40 days) · RIA to RIA · moved with a team
- T••••••••• F•••••••• A•••••••• L•• to B•••• A••••••• U••• I•••left Nov 8, 2012, registered Jan 7, 2013 (60 days) · Other
- M•• F•••••••• S•••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Apr 12, 2012, registered May 31, 2012 (49 days) · Other
- C••••••• I••••••••• S••••••• to M•• F•••••••• S•••••••• I•••left Apr 13, 2006, registered Aug 4, 2011 (1939 days) · Other
- M••••• S•••••• D• I••• to C••••••• I••••••••• S•••••••left Apr 26, 2004, registered May 11, 2004 (15 days) · Other
- A••••• B••••• A••••• left B•••• A••••••• U••• I••• for B••••• G••••• A•••••• N••••••• L•• (registered 2024-04-26)Jun 5, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address