RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• S••••
- F••••••• F•••••••• S••••••••• L•• independent RIA currentsince Nov 1, 2024 · West Chester, Pa
- E•••• I••••••••• P•••••••• L•• independent RIASep 15, 2015 to Nov 4, 2024 · Berwyn, Pa
- N••• F•••••••• G••••• I••• formerOct 9, 2014 to Aug 28, 2015 · Downingtown, Pa
- C•• W••••• M••••••••• formerFeb 3, 2009 to Jul 28, 2009 · Wayne, Pa
- E•••• I••••••••• P•••••••• L•• to F••••••• F•••••••• S••••••••• L••left Nov 4, 2024, registered Nov 1, 2024 (-3 days) · RIA to RIA
- N••• F•••••••• G••••• I••• to E•••• I••••••••• P•••••••• L••left Aug 28, 2015, registered Sep 15, 2015 (18 days) · Other
- C•• W••••• M••••••••• to N••• F•••••••• G••••• I•••left Jul 28, 2009, registered Oct 9, 2014 (1899 days) · Other
- M••••••• S•••• left E•••• I••••••••• P•••••••• L•• for F••••••• F•••••••• S••••••••• L•• (registered 2024-11-01)Nov 4, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address