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Registered advisor

M•• K•••

H••• S••••••••• •••• I•••BD affiliatedCupertino, Cadual registrantIAPD 4090115

Feed of 09/14/2026

Also filed as Mei-Nadia Yee K•••

At current firm

1 y

since Jun 3, 2025

In the industry

25 y

since Oct 6, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••• S••••••••• •••• I••• BD affiliated current
since Jun 3, 2025 · Cupertino, Ca
T••••••• A•••• M••••••••• L•• unclassified
Aug 15, 2022 to Apr 22, 2024 · Foster City, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Nov 30, 2006 to Feb 25, 2008 · Fremont, Ca
C••••••• I••••••••• S••••••• unclassified
Jan 28, 2004 to Mar 30, 2006 · Cupertino, Ca

Moves

a registration end followed by a registration begin elsewhere

T••••••• A•••• M••••••••• L•• to H••• S••••••••• •••• I•••
left Apr 22, 2024, registered Jun 3, 2025 (407 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to T••••••• A•••• M••••••••• L••
left Feb 25, 2008, registered Aug 15, 2022 (5285 days) · Other
C••••••• I••••••••• S••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Mar 30, 2006, registered Nov 30, 2006 (245 days) · Other

Signals

M•• K••• left T••••••• A•••• M••••••••• L•• for H••• S••••••••• •••• I••• (registered 2025-06-03)
Apr 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address