RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• V• B••••••
- L•• F•••••••• L•• BD affiliated currentsince May 21, 2025 · Mundelein, Il
- M•••• A•• A••••••••• L•• state registeredDec 19, 2024 to Apr 2, 2025 · Lafayette, La
- H••••••• W••••• P•••••••• L•• independent RIAOct 10, 2023 to Jan 10, 2024 · Baton Rouge, La
- M•••• A•• A••••••••• L•• to L•• F•••••••• L••left Apr 2, 2025, registered May 21, 2025 (49 days) · Other
- H••••••• W••••• P•••••••• L•• to M•••• A•• A••••••••• L••left Jan 10, 2024, registered Dec 19, 2024 (344 days) · RIA to a state-registered adviser
- R••••• V• B•••••• left M•••• A•• A••••••••• L•• for L•• F•••••••• L•• (registered 2025-05-21)Apr 2, 2025 · Advisor changed firm · fact
- R••••• V• B•••••• left H••••••• W••••• P•••••••• L•• for M•••• A•• A••••••••• L•• (registered 2024-12-19)Jan 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address