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Feed of 09/15/2026
Also filed as Chuck C••••••••
At current firm
33 y
since Mar 22, 1993
In the industry
45 y
since Jan 22, 1981 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••••••• I••••••••• A••••••• G••••• I••• state registered currentsince Jun 30, 2004 · Lutz, Fl
- E•••• I••• independent RIA currentsince Mar 22, 1993 · Lutz, Fl
- F••••••••• 1•• A••••••• L•• unclassifiedOct 22, 2001 to Sep 29, 2004 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••••• 1•• A••••••• L•• to F••••••••• I••••••••• A••••••• G••••• I•••left Sep 29, 2004, registered Jun 30, 2004 (-91 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address