DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• P•••• H••••••

C••••• I••••••••• A••••••• L••BD affiliatedLake Suzy, Fldual registrantIAPD 4116387

Certified Financial Planner

Feed of 09/14/2026

Also filed as E••••• P•••• H••••••

At current firm

1 y

since Aug 19, 2025

In the industry

23 y

since Apr 16, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 19, 2025 · Lake Suzy, Fl
A•••••• A••••••• S••••••• former
Feb 7, 2017 to Sep 5, 2025 · Port Charlotte, Fl
A•••••• A••••••• S••••••• former
Jan 29, 2016 to Sep 15, 2016 · Port Charlotte, Fl
C••••• A•••••• N••••••• L•• former
Oct 14, 2015 to Jan 29, 2016 · Port Charlotte, Fl
F•••• A••••• A••••••• S•••••••• I••• former
Nov 4, 2013 to Nov 3, 2015 · Port Charolette, Fl
S••••••• F•••••••• S•••••••• I••• former
Sep 20, 2006 to Aug 19, 2013 · Port Charlotte, Fl
I••••• F•••••••• C••••••••• former
Nov 10, 2003 to Jul 18, 2006 · Arcadia, Fl
C•• F•••••••• A•••••••• I••• unclassified
Apr 16, 2003 to Nov 14, 2003 · Daytona Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Aug 19, 2025 (-17 days) · corporate re-registration, not a move
C••••• A•••••• N••••••• L•• to A•••••• A••••••• S•••••••
left Jan 29, 2016, registered Jan 29, 2016 (0 days) · Other
F•••• A••••• A••••••• S•••••••• I••• to C••••• A•••••• N••••••• L••
left Nov 3, 2015, registered Oct 14, 2015 (-20 days) · channel change inside one enterprise, not a move
S••••••• F•••••••• S•••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••
left Aug 19, 2013, registered Nov 4, 2013 (77 days) · Other
I••••• F•••••••• C••••••••• to S••••••• F•••••••• S•••••••• I•••
left Jul 18, 2006, registered Sep 20, 2006 (64 days) · Other
C•• F•••••••• A•••••••• I••• to I••••• F•••••••• C•••••••••
left Nov 14, 2003, registered Nov 10, 2003 (-4 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address