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Registered advisor
J••• W• T•••••••••
Feed of 09/14/2026
Also filed as J••• T•••••••••
At current firm
15 y
since Jun 15, 2011
In the industry
26 y
since May 8, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 15, 2011 · Mclean, Va
- A•••••• A••••••• S••••••• formerOct 26, 2009 to Jun 15, 2011 · Ashburn, Va
- L••• M•••• W••• W•••••• I••••••••• unclassifiedAug 26, 2003 to Nov 3, 2004 · Lothian, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 11, 2002 to Jun 7, 2002 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to A••••••••• F•••••••• S•••••••• L••left Jun 15, 2011, registered Jun 15, 2011 (0 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to A•••••• A••••••• S•••••••left Nov 3, 2004, registered Oct 26, 2009 (1818 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L••• M•••• W••• W•••••• I•••••••••left Jun 7, 2002, registered Aug 26, 2003 (445 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address