RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• A•• C••••••••
- A••••••••• I••••••••• S•••••••• I••• independent RIA currentsince Jul 3, 2026 · Green Bay, Wi
- U••• B•••••• I••••••••• I••• formerJun 11, 2020 to Dec 26, 2025 · Minneapolis, Mn
- F•• S••••••••• C••••••••• formerDec 19, 2013 to May 21, 2015 · Plymouth, Mn
- U••• B•••••• I••••••••• I••• to A••••••••• I••••••••• S•••••••• I•••left Dec 26, 2025, registered Jul 3, 2026 (189 days) · Affiliated broker-dealer or bank to independent RIA
- F•• S••••••••• C••••••••• to U••• B•••••• I••••••••• I•••left May 21, 2015, registered Jun 11, 2020 (1848 days) · Other
- G••••• A•• C•••••••• left U••• B•••••• I••••••••• I••• for A••••••••• I••••••••• S•••••••• I••• (registered 2026-07-03)Dec 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address