RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Aug 22, 2025 · Gahanna, Oh
- O••••••• F•••••••• M••••••••• L•• unclassifiedJan 16, 2019 to Nov 3, 2025 · Gahanna, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 1, 2016 to Jan 22, 2019 · Gahanna, Oh
- C•••••• G•••• • C• I•• formerJul 11, 2006 to Mar 2, 2016 · Syracuse, Ny
- 1••• C•••••• M••••••••• C•••••• unclassifiedApr 30, 2003 to Jul 17, 2006 · Gahanna, Oh
- O•••• F•• I••• formerNov 5, 2002 to Apr 23, 2003 · Columbus, Oh
- O••••••• F•••••••• M••••••••• L•• to L•• F•••••••• L••left Nov 3, 2025, registered Aug 22, 2025 (-73 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to O••••••• F•••••••• M••••••••• L••left Jan 22, 2019, registered Jan 16, 2019 (-6 days) · Other
- C•••••• G•••• • C• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 2, 2016, registered Mar 1, 2016 (-1 days) · Other
- 1••• C•••••• M••••••••• C•••••• to C•••••• G•••• • C• I••left Jul 17, 2006, registered Jul 11, 2006 (-6 days) · Other
- O•••• F•• I••• to 1••• C•••••• M••••••••• C••••••left Apr 23, 2003, registered Apr 30, 2003 (7 days) · Other
- S••• B••••• left O••••••• F•••••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2025-08-22)Nov 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address