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Registered advisor
T•••• L••• S••••
Feed of 09/14/2026
Also filed as T•••• L. S••••
At current firm
3 y
since May 23, 2023
In the industry
20 y
since Apr 14, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 23, 2023 · San Antonio, Tx
- S•• BD affiliatedOct 19, 2012 to May 22, 2023 · Ann Arbor, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJun 29, 2011 to Nov 1, 2012 · San Antonio, Tx
- I••••••••• P••••••••• I••• formerAug 27, 2008 to Jul 6, 2011 · Chandler, In
- A••••••••• A•••••• S•••••••• I••• unclassifiedApr 17, 2006 to Aug 28, 2008 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- S•• to L•• F•••••••• L••left May 22, 2023, registered May 23, 2023 (1 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to S••left Nov 1, 2012, registered Oct 19, 2012 (-13 days) · Other
- I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jul 6, 2011, registered Jun 29, 2011 (-7 days) · Other
- A••••••••• A•••••• S•••••••• I••• to I••••••••• P••••••••• I•••left Aug 28, 2008, registered Aug 27, 2008 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address