RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• V••••• A•••••
- H••••••• C•••••• M••••••••• I••• state registered currentsince Sep 6, 2012 · Monroe, La
- A••••• A•••••••• I••• independent RIA currentsince Apr 16, 2012 · Ruston, La
- S••••• C•••••• M••••••••• L••••• formerFeb 1, 2012 to May 29, 2013 · Monroe, La
- H••••••• C•••••• M••••••••• I••• state registeredDec 15, 2010 to Jan 31, 2012 · Monroe, La
- A••••• A•••••••• I••• independent RIAAug 31, 2006 to Jan 25, 2012 · Ruston, La
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedAug 29, 2005 to Apr 19, 2006 · Monroe, La
- S••••• C•••••• M••••••••• L••••• to A••••• A•••••••• I•••left May 29, 2013, registered Apr 16, 2012 (-408 days) · Other
- H••••••• C•••••• M••••••••• I••• to S••••• C•••••• M••••••••• L•••••left Jan 31, 2012, registered Feb 1, 2012 (1 days) · Other
- A••••• A•••••••• I••• to H••••••• C•••••• M••••••••• I•••left Jan 25, 2012, registered Dec 15, 2010 (-406 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to A••••• A•••••••• I•••left Apr 19, 2006, registered Aug 31, 2006 (134 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address