DFX Intelligence
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Registered advisor
M••• F••••••
Feed of 09/15/2026
Also filed as M••• E••••• F••••••
At current firm
1 y
since May 2, 2025
In the industry
23 y
since Nov 18, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 2, 2025 · Marlton, Nj
- U•• F•••••••• S••••••• I••• wirehouseMay 8, 2008 to Apr 30, 2025 · Princeton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 3, 2003 to May 6, 2008 · Pennington, Nj
- W•••••• • R••• formerFeb 12, 2003 to Aug 29, 2003 · Monmouth Junction, Nj
- E•••••••• A•••••••• L•• national BDNov 19, 2002 to Dec 16, 2002 · Manasquan, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to C•••••• S••••• • C••• I•••left Apr 30, 2025, registered May 2, 2025 (2 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left May 6, 2008, registered May 8, 2008 (2 days) · Wirehouse to wirehouse
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 29, 2003, registered Sep 3, 2003 (5 days) · Other
- E•••••••• A•••••••• L•• to W•••••• • R•••left Dec 16, 2002, registered Feb 12, 2003 (58 days) · Other
Signals
- M••• F•••••• left U•• F•••••••• S••••••• I••• for C•••••• S••••• • C••• I••• (registered 2025-05-02)Apr 30, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address