DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sherwood Allison Barbour
Feed of 09/15/2026
Also filed as Al Barbour
At current firm
2 y
since Jan 23, 2024
In the industry
26 y
since Jun 5, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Altitude Capital Management LLC independent RIA currentsince Jan 23, 2024 · Raleigh, Nc
- Amerity Wealth Management, LLC independent RIAJan 10, 2023 to Dec 31, 2023 · Lakeland, Fl
- Beacon Global Advisor Network, LLC independent RIAApr 25, 2022 to Dec 31, 2022 · Clayton, Nc
- Gradient Investments, LLC independent RIAFeb 22, 2018 to Sep 3, 2020 · Clayton, Nc
- Horter Investment Management, LLC independent RIAJan 25, 2016 to Apr 4, 2016 · Clayton, Nc
- Premier Financial Services Of North Carolina unclassifiedNov 24, 2015 to Sep 24, 2020 · Clayton, Nc
- Horter Investment Management, LLC independent RIAOct 14, 2014 to Dec 14, 2015 · Clayton, Nc
Moves
a registration end followed by a registration begin elsewhere
- Amerity Wealth Management, LLC to Altitude Capital Management LLCleft Dec 31, 2023, registered Jan 23, 2024 (23 days) · RIA to a newly registered adviser
- Beacon Global Advisor Network, LLC to Amerity Wealth Management, LLCleft Dec 31, 2022, registered Jan 10, 2023 (10 days) · RIA to RIA
- Premier Financial Services Of North Carolina to Horter Investment Management, LLCleft Sep 24, 2020, registered Jan 25, 2016 (-1704 days) · Other
- Gradient Investments, LLC to Beacon Global Advisor Network, LLCleft Sep 3, 2020, registered Apr 25, 2022 (599 days) · RIA to RIA
- Horter Investment Management, LLC to Gradient Investments, LLCleft Apr 4, 2016, registered Feb 22, 2018 (689 days) · Other
- Horter Investment Management, LLC to Premier Financial Services Of North Carolinaleft Dec 14, 2015, registered Nov 24, 2015 (-20 days) · Other
Signals
- Sherwood Allison Barbour left Amerity Wealth Management, Llc for Altitude Capital Management Llc (registered 2024-01-23)Dec 31, 2023 · Advisor changed firm · fact
- Sherwood Allison Barbour left Beacon Global Advisor Network, Llc for Amerity Wealth Management, Llc (registered 2023-01-10)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address