RIA Intelligence

Business email

john@dalyinvestment.comreportedHTTPS:firm site, Sep 17, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• D••• I••••••••• M••••••••• L•• independent RIA current
  since Apr 28, 2009 · Mount Prospect, Il
• S••••• C•••••• M••••••••• I••• independent RIA
  Feb 14, 2017 to Aug 2, 2017 · Mount Prospect, Il
• L•• F•••••••• L•• BD affiliated
  Feb 6, 2009 to Apr 16, 2009 · Chicago, Il
• C•••••• S••••• • C••• I••• national BD
  Jan 16, 2004 to Feb 17, 2009 · Chicago, Il
• A• G• E•••••• • S•••• I••• unclassified
  Jun 9, 2003 to Jan 15, 2004 · Chicago, Il

• S••••• C•••••• M••••••••• I••• to no registered destination
  left Aug 2, 2017 · Departure, no registered destination
• L•• F•••••••• L•• to D••• I••••••••• M••••••••• L••
  left Apr 16, 2009, registered Apr 28, 2009 (12 days) · Other
• C•••••• S••••• • C••• I••• to L•• F•••••••• L••
  left Feb 17, 2009, registered Feb 6, 2009 (-11 days) · Other
• A• G• E•••••• • S•••• I••• to C•••••• S••••• • C••• I•••
  left Jan 15, 2004, registered Jan 16, 2004 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address