RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••• S••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Mequon, Wi
- U••• B•••••• I••••••••• I••• formerJan 4, 2017 to Feb 13, 2026 · Saint Paul, Mn
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Jan 4, 2017 · Milwaukee, Wi
- M•• F•••••••• A•••••••• I••• formerApr 18, 2012 to Aug 1, 2012 · Milwaukee, Wi
- M•• I••••••••• M••••••••• C•••• formerOct 8, 2010 to Apr 19, 2012 · Milwaukee, Wi
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- B•• H••••• F•••••••• A•••••••• I•• to U••• B•••••• I••••••••• I•••left Jan 4, 2017, registered Jan 4, 2017 (0 days) · Other
- M•• F•••••••• A•••••••• I••• to B•• H••••• F•••••••• A•••••••• I••left Aug 1, 2012, registered Aug 1, 2012 (0 days) · channel change inside one enterprise, not a move
- M•• I••••••••• M••••••••• C•••• to M•• F•••••••• A•••••••• I•••left Apr 19, 2012, registered Apr 18, 2012 (-1 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address