DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Phillip Feichtner
Feed of 09/15/2026
Also filed as Dan Feichtner
At current firm
8 y
since Dec 18, 2017
In the industry
26 y
since Mar 6, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Oppenheimer & Co. Inc. BD affiliated currentsince Dec 18, 2017 · St. Louis, Mo
- Smith Moore & Co. BD affiliatedMar 20, 2008 to Nov 30, 2017 · Clayton, Mo
- Morgan Keegan & Company, LLC formerJul 28, 2004 to Mar 24, 2008 · St. Louis, Mo
- Union Planters Investment Advisors, Inc. unclassifiedMar 16, 2004 to Aug 4, 2004 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Smith Moore & Co. to Oppenheimer & Co. Inc.left Nov 30, 2017, registered Dec 18, 2017 (18 days) · Other
- Morgan Keegan & Company, LLC to Smith Moore & Co.left Mar 24, 2008, registered Mar 20, 2008 (-4 days) · Other
- Union Planters Investment Advisors, Inc. to Morgan Keegan & Company, LLCleft Aug 4, 2004, registered Jul 28, 2004 (-7 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address