D••••• E••••• K••••

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since Mar 25, 2017 · Lisle, Il
• M•• F•••••••• S•••••••• I••• former
  Oct 10, 2008 to Mar 25, 2017 · Downers Grove, Il
• E•• F•••••••• A••••••• independent RIA
  Apr 10, 2008 to Aug 20, 2008 · Chicago, Il
• M•• F•••••••• S•••••••• I••• former
  Nov 22, 2005 to Apr 4, 2008 · Oak Park, Il

• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
• E•• F•••••••• A••••••• to M•• F•••••••• S•••••••• I•••
  left Aug 20, 2008, registered Oct 10, 2008 (51 days) · Other
• M•• F•••••••• S•••••••• I••• to E•• F•••••••• A•••••••
  left Apr 4, 2008, registered Apr 10, 2008 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address