RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• E••••• W•••••• J••
- S•••••••• F•••••••• C•••••••• L•• independent RIA currentsince Feb 5, 2019 · Fort Worth, Tx
- W•• W••••• A••••••• formerMar 31, 2009 to Jul 26, 2019 · Fort Worth, Tx
- U•• F•••••••• S••••••• I••• wirehouseAug 14, 2000 to Aug 28, 2003 · Fort Worth, Tx
- W•• W••••• A••••••• to S•••••••• F•••••••• C•••••••• L••left Jul 26, 2019, registered Feb 5, 2019 (-171 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to W•• W••••• A•••••••left Aug 28, 2003, registered Mar 31, 2009 (2042 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address