RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• H•••••
- L••••••• A•••••••• L•• independent RIA currentsince Feb 5, 2010 · Yorkville, Il
- M•••••••• A••••••• S•••••••• L•• unclassifiedJan 10, 2006 to Dec 31, 2009 · Laconia, Nh
- W•••••• • R••• formerFeb 26, 2001 to Jan 18, 2006 · Waltham, Ma
- M•••••••• A••••••• S•••••••• L•• to L••••••• A•••••••• L••left Dec 31, 2009, registered Feb 5, 2010 (36 days) · Other
- W•••••• • R••• to M•••••••• A••••••• S•••••••• L••left Jan 18, 2006, registered Jan 10, 2006 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address