DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Keith M Chasen
Feed of 09/15/2026
Also filed as Keith Maitland Chasen
At current firm
13 y
since Jun 6, 2013
In the industry
26 y
since May 31, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Jun 6, 2013 · New York, Ny
- Feldstein, Steven Dba Steven Feldstein & Associates independent RIAMay 1, 2013 to May 20, 2013 · Basking Ridge, Nj
- Feldstein, Steven Dba Steven Feldstein & Associates independent RIAJan 26, 2012 to Jan 11, 2013 · Basking Ridge, Nj
- World Advisory Services formerApr 21, 2008 to Dec 21, 2010 · Lincroft, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 7, 2005 to Apr 22, 2008 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- Feldstein, Steven Dba Steven Feldstein & Associates to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 20, 2013, registered Jun 6, 2013 (17 days) · Other
- World Advisory Services to Feldstein, Steven Dba Steven Feldstein & Associatesleft Dec 21, 2010, registered Jan 26, 2012 (401 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to World Advisory Servicesleft Apr 22, 2008, registered Apr 21, 2008 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address