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Registered advisor
M••••• D••••
Feed of 09/15/2026
Also filed as Monica Carol Selman
At current firm
3 y
since Nov 28, 2022
In the industry
25 y
since May 21, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 28, 2022 · Clive, Ia
- C••••• A•••••• N••••••• L•• formerSep 11, 2019 to May 12, 2022 · West Des Moines, Ia
- C••• F•••••••• S•••••••• L••• formerFeb 7, 2005 to Jul 23, 2019 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedMay 29, 2001 to Jan 21, 2005 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left May 12, 2022, registered Nov 28, 2022 (200 days) · Affiliated broker-dealer or bank to independent RIA
- C••• F•••••••• S•••••••• L••• to C••••• A•••••• N••••••• L••left Jul 23, 2019, registered Sep 11, 2019 (50 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••• F•••••••• S•••••••• L•••left Jan 21, 2005, registered Feb 7, 2005 (17 days) · Other
Signals
- M••••• D•••• left C••••• A•••••• N••••••• L•• for L•• F•••••••• L•• (registered 2022-11-28)May 12, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address