RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A••• C•••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Owings Mills, Md
- S••••••••• A•••••• A•••••••• I••• formerDec 15, 2017 to Jun 14, 2024 · Owings Mills, Md
- I••••• F•••••••• C••••••••• formerDec 3, 2011 to Dec 19, 2017 · Appleton, Wi
- H• B•••• I••• formerJan 10, 2001 to Dec 16, 2011 · Owing Mills, Md
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to S••••••••• A•••••• A•••••••• I•••left Dec 19, 2017, registered Dec 15, 2017 (-4 days) · Other
- H• B•••• I••• to I••••• F•••••••• C•••••••••left Dec 16, 2011, registered Dec 3, 2011 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address