DFX Intelligence
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Registered advisor
R••••• J••••• P•••••••••
Feed of 09/14/2026
Also filed as R••••• J••••• P••••••••• J••••• P•••••••••
At current firm
15 y
since May 4, 2011
In the industry
26 y
since Aug 4, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 4, 2011 · Belmont, Ca
- E•••••• C•••••• M••••••••• L•• formerJan 7, 2009 to Feb 16, 2010 · Arlington, Va
- K••••••• I••••••••• C••••••• I••• unclassifiedMay 16, 2005 to Aug 18, 2008 · Palo Alto, Ca
- M••••• S•••••• D• I••• unclassifiedOct 25, 2001 to Apr 7, 2003 · Palo Alto, Ca
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Feb 16, 2010, registered May 4, 2011 (442 days) · Other
- K••••••• I••••••••• C••••••• I••• to E•••••• C•••••• M••••••••• L••left Aug 18, 2008, registered Jan 7, 2009 (142 days) · Other
- M••••• S•••••• D• I••• to K••••••• I••••••••• C••••••• I•••left Apr 7, 2003, registered May 16, 2005 (770 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address