RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- Designations
- CDFA, CRPCreportedthewealthboutique.comas printed on the bio page, Sep 16, 2026
- Professional profile
- thewealthboutique.com/donna-catesreportedthewealthboutique.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- T•• W••••• B••••••• independent RIA currentsince Jan 9, 2023 · Chester, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDMar 18, 2011 to Nov 29, 2022 · Birmingham, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 11, 2002 to Mar 22, 2011 · Birmingham, Al
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 6, 2000 to Oct 22, 2002 · Birmingham, Al
- A••••••••• F•••••••• S•••••••• L•• to T•• W••••• B•••••••left Nov 29, 2022, registered Jan 9, 2023 (41 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 22, 2011, registered Mar 18, 2011 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 22, 2002, registered Oct 11, 2002 (-11 days) · Other
- D•••• S• C•••• left A••••••••• F•••••••• S•••••••• L•• for T•• W••••• B••••••• (registered 2023-01-09)Nov 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address