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Registered advisor
E••• A• L•••••••••
Feed of 09/14/2026
Also filed as E••• Alexander L•••••••••
At current firm
1 y
since Jan 24, 2025
In the industry
25 y
since Nov 1, 2000 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Windsor, Ct
- O•••• F•• I••• formerFeb 3, 2014 to Jan 24, 2025 · Hartford, Ct
- A••••••••• F•••••••• S•••••••• L•• national BDApr 19, 2012 to Feb 7, 2014 · East Hartford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 17, 2011 to Apr 27, 2012 · Hartford, Ct
- O•••• F•• I••• formerApr 13, 2009 to Jul 25, 2011 · Hartford, Ct
- C••••••••• I••••••••• M••••••••• unclassifiedApr 12, 2007 to Apr 3, 2009 · Storrs, Ct
- N••••••••• I••••••••• I••• unclassifiedJun 1, 2006 to Apr 5, 2007 · Storrs, Ct
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Dec 16, 2005 · Granby, Ct
- Q•••• • R•••••• I••• unclassifiedNov 14, 2003 to Oct 20, 2004 · Hartford, Ct
- O•••• I••••••••• I••• BD affiliatedOct 6, 2003 to Oct 28, 2003 · Somers, Ct
- Q•••• • R•••••• I••• unclassifiedAug 28, 2002 to Oct 15, 2003 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to O•••• F•• I•••left Feb 7, 2014, registered Feb 3, 2014 (-4 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Apr 27, 2012, registered Apr 19, 2012 (-8 days) · Wirehouse to affiliated broker-dealer or bank
- O•••• F•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 25, 2011, registered Aug 17, 2011 (23 days) · Other
- C••••••••• I••••••••• M••••••••• to O•••• F•• I•••left Apr 3, 2009, registered Apr 13, 2009 (10 days) · Other
- N••••••••• I••••••••• I••• to C••••••••• I••••••••• M•••••••••left Apr 5, 2007, registered Apr 12, 2007 (7 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to N••••••••• I••••••••• I•••left Dec 16, 2005, registered Jun 1, 2006 (167 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- O•••• I••••••••• I••• to Q•••• • R•••••• I•••left Oct 28, 2003, registered Nov 14, 2003 (17 days) · Other
- Q•••• • R•••••• I••• to O•••• I••••••••• I•••left Oct 15, 2003, registered Oct 6, 2003 (-9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address