RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•• BD affiliated currentsince Mar 24, 2026 · Ann Arbor, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDDec 6, 2024 to Mar 27, 2026 · Remsen, Ia
- S•• BD affiliatedFeb 16, 2021 to Dec 6, 2024 · Lemars, Ia
- A••••••••• F•••••••• S•••••••• L•• to S••left Mar 27, 2026, registered Mar 24, 2026 (-3 days) · Affiliated broker-dealer or bank to another
- S•• to A••••••••• F•••••••• S•••••••• L••left Dec 6, 2024, registered Dec 6, 2024 (0 days) · Affiliated broker-dealer or bank to another
- S•••••• J••• S•••••••• left A••••••••• F•••••••• S•••••••• L•• for Spc (registered 2026-03-24)Mar 27, 2026 · Advisor changed firm · fact
- S•••••• J••• S•••••••• left Spc for A••••••••• F•••••••• S•••••••• L•• (registered 2024-12-06)Dec 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address