DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Alexander Duncan

Kestra Advisory Services, LLCBD affiliatedDenver, Co dual registrantIAPD 4168496

Feed of 09/14/2026

At current firm

0 y

since Jul 28, 2026

In the industry

26 y

since May 22, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kestra Advisory Services, LLC BD affiliated current
since Jul 28, 2026 · Austin, Tx
Bfc Planning, Inc. BD affiliated
Dec 5, 2025 to Jul 28, 2026 · Cedar Rapids, Ia
Moloney Investment Advisory LLC former
Mar 17, 2016 to Dec 31, 2016 · Denver, Co
Moloney Securities Asset Management LLC former
Feb 23, 2016 to Dec 5, 2025 · Denver, Co
Moloney Securities Co., Inc. former
Feb 20, 2013 to Apr 27, 2016 · Denver, Co
E*Trade Advisory Services, Inc. unclassified
May 24, 2002 to Sep 10, 2002 · Superior, Co

Moves

a registration end followed by a registration begin elsewhere

Bfc Planning, Inc. to Kestra Advisory Services, LLC
left Jul 28, 2026, registered Jul 28, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Moloney Securities Asset Management LLC to Moloney Investment Advisory LLC
left Dec 5, 2025, registered Mar 17, 2016 (-3550 days) · Other · moved with a team
Moloney Investment Advisory LLC to Bfc Planning, Inc.
left Dec 31, 2016, registered Dec 5, 2025 (3261 days) · Other · moved with a team
Moloney Securities Co., Inc. to Moloney Securities Asset Management LLC
left Apr 27, 2016, registered Feb 23, 2016 (-64 days) · channel change inside one enterprise, not a move · moved with a team
E*Trade Advisory Services, Inc. to Moloney Securities Co., Inc.
left Sep 10, 2002, registered Feb 20, 2013 (3816 days) · Other

Signals

Eric Alexander Duncan left Bfc Planning, Inc. for Kestra Advisory Services, Llc (registered 2026-07-28)
Jul 28, 2026 · Advisor changed firm · fact
Eric Alexander Duncan left Moloney Securities Asset Management Llc for Moloney Investment Advisory Llc (registered 2016-03-17)
Dec 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address