D•••• L•• M•••••••

• J• W• C••• A•••••••• I••• BD affiliated current
  since Feb 16, 2026 · Mckinney, Tx
• L•• F•••••••• L•• BD affiliated
  Feb 14, 2018 to Feb 23, 2026 · Dallas, Tx
• I••••• F•••••••• C••••••••• former
  Dec 7, 2011 to Feb 16, 2018 · Allen, Tx
• C••• B•••••••• S•••••••• I••• former
  Oct 8, 2003 to Dec 7, 2011 · Richardson, Tx
• C••• B•••••••• S•••••••• I••• former
  Nov 2, 2000 to Sep 5, 2003 · Dallas, Tx

• L•• F•••••••• L•• to J• W• C••• A•••••••• I•••
  left Feb 23, 2026, registered Feb 16, 2026 (-7 days) · Affiliated broker-dealer or bank to another
• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 16, 2018, registered Feb 14, 2018 (-2 days) · corporate re-registration, not a move
• C••• B•••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••
  left Dec 7, 2011, registered Dec 7, 2011 (0 days) · Other

• ••• Locked
  Feb 23, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address