DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marci Porter Lucier
Feed of 09/14/2026
Also filed as Marci Porter Lucier
At current firm
5 y
since Apr 27, 2021
In the industry
26 y
since Jul 14, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Shp Wealth Management, LLC independent RIA currentsince Apr 27, 2021 · Plymouth, Ma
- Deutsche Bank Securities Inc. no RAUMJul 15, 2004 to Nov 20, 2015 · San Francisco, Ca
- Berthel Fisher & Company Financial Services, Inc. BD affiliatedMay 6, 2004 to Jun 1, 2004 · Burlingame, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 3, 2001 to Sep 12, 2002 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Deutsche Bank Securities Inc. to Shp Wealth Management, LLCleft Nov 20, 2015, registered Apr 27, 2021 (1985 days) · Other
- Berthel Fisher & Company Financial Services, Inc. to Deutsche Bank Securities Inc.left Jun 1, 2004, registered Jul 15, 2004 (44 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Berthel Fisher & Company Financial Services, Inc.left Sep 12, 2002, registered May 6, 2004 (602 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address