DFX Intelligence
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Registered advisor
D••••• R•••• C••••
Feed of 09/14/2026
Also filed as D••••• R•••• B•••••
At current firm
0 y
since Jan 15, 2026
In the industry
26 y
since Aug 7, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T•• F•••••••• A••••••••• W••••• M••••••••• L•• state registered currentsince Jan 15, 2026 · Chino Hills, Ca
- T•• F•••••••• A••••••••• W••••• M••••••••• L•• unclassifiedJan 22, 2020 to Nov 18, 2021 · Chino, Ca
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 27, 2016 to Jun 4, 2019 · Corona, Ca
- L•• F•••••••• L•• BD affiliatedMar 5, 2004 to Sep 9, 2005 · Riverside, Ca
- C••• B•••••••• S•••••••• I••• formerAug 29, 2001 to Jul 11, 2003 · Moreno Valley, Ca
Moves
a registration end followed by a registration begin elsewhere
- T•• F•••••••• A••••••••• W••••• M••••••••• L•• to T•• F•••••••• A••••••••• W••••• M••••••••• L••left Nov 18, 2021, registered Jan 15, 2026 (1519 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to T•• F•••••••• A••••••••• W••••• M••••••••• L••left Jun 4, 2019, registered Jan 22, 2020 (232 days) · Other
- L•• F•••••••• L•• to T••••••••• F•••••••• A•••••••• L••left Sep 9, 2005, registered Jan 27, 2016 (3792 days) · Other
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Jul 11, 2003, registered Mar 5, 2004 (238 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address