RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T•••• C•••••• M••••••••• independent RIA currentsince Apr 11, 2022 · Turlock, Ca
- T•••• C•••••• M••••••••• L•• formerJun 15, 2005 to Jun 29, 2022 · Modesto, Ca
- T• A••••••••• I••• formerJun 17, 2004 to Nov 10, 2004 · Fresno, Ca
- T•••• C•••••• M••••••••• L•• to T•••• C•••••• M•••••••••left Jun 29, 2022, registered Apr 11, 2022 (-79 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to T•••• C•••••• M••••••••• L••left Nov 10, 2004, registered Jun 15, 2005 (217 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address