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Registered advisor
T••••• E• F•••••
Feed of 09/14/2026
Also filed as T••••• Edward F•••••
At current firm
10 y
since Apr 11, 2016
In the industry
26 y
since May 19, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•• P•••••••• I••• BD affiliated currentsince Apr 11, 2016 · Cedar Rapids, Ia
- A••••••••• F•••••••• S•••••••• L•• national BDApr 11, 2011 to Dec 9, 2015 · Minneapolis, Mn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 1, 2008 to Apr 28, 2009 · Portland, Or
- A••••••••• F•••••••• S•••••••• L•• national BDJun 13, 2000 to Jun 19, 2006 · Vancouver, Wa
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to B•• P•••••••• I•••left Dec 9, 2015, registered Apr 11, 2016 (124 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Apr 28, 2009, registered Apr 11, 2011 (713 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 19, 2006, registered Jul 1, 2008 (743 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address