RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- V•••• L•• independent RIA currentsince Mar 11, 2026 · Troy, Mi
- R•••••• J•••• • A••••••••• I••• national BDApr 30, 2014 to May 8, 2014 · Birmingham, Mi
- C•••••• S••••• • C••• I••• national BDDec 12, 2007 to Apr 25, 2014 · Novi, Mi
- C••••••• S••••••••• formerMar 30, 2005 to Feb 21, 2006 · Southfield, Mi
- R•••••• J•••• • A••••••••• I••• to V•••• L••left May 8, 2014, registered Mar 11, 2026 (4325 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• S••••• • C••• I••• to R•••••• J•••• • A••••••••• I•••left Apr 25, 2014, registered Apr 30, 2014 (5 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• to C•••••• S••••• • C••• I•••left Feb 21, 2006, registered Dec 12, 2007 (659 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address