RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• R•••••• H•••••
- H••••• W••••• M••••••••• state registered currentsince Sep 2, 2025 · Ventura, Ca
- G••••••••• C•••••• M••••••••• L•• state registeredJan 26, 2011 to Jun 3, 2014 · Wheaton, Il
- G••••••••• C•••••• M••••••••• L•• state registeredAug 24, 2010 to Dec 31, 2010
- W••• C•••• A•••• M••••••••• formerDec 6, 2006 to Apr 16, 2010 · Montecito, Ca
- A•• I••••••••• M••••••••• unclassifiedJan 7, 2005 to Jul 17, 2006 · San Diego, Ca
- G••••••••• C•••••• M••••••••• L•• to H••••• W••••• M•••••••••left Jun 3, 2014, registered Sep 2, 2025 (4109 days) · Other
- W••• C•••• A•••• M••••••••• to G••••••••• C•••••• M••••••••• L••left Apr 16, 2010, registered Aug 24, 2010 (130 days) · Other
- A•• I••••••••• M••••••••• to W••• C•••• A•••• M•••••••••left Jul 17, 2006, registered Dec 6, 2006 (142 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address