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Registered advisor
D•••• F•••••••• M•••••
Feed of 09/14/2026
At current firm
8 y
since Jan 3, 2018
In the industry
25 y
since Dec 19, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• I••••••••• A•••••••• I••• state registered currentsince Jan 3, 2018 · Pasadena, Ca
- M••••• I••••••••• A••••••• I•• formerAug 8, 2017 to Dec 31, 2017 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• I••••••••• A••••••• I•• to M••••• I••••••••• A•••••••• I•••left Dec 31, 2017, registered Jan 3, 2018 (3 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address