DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Blaine Gordon Malcolm
Certified Financial Planner
Feed of 09/15/2026
At current firm
8 y
since Oct 31, 2017
In the industry
26 y
since Jun 2, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Merit Financial Advisors BD affiliated currentsince Oct 31, 2017 · Alpharetta, Ga
- Stratos Wealth Partners, Ltd BD affiliatedFeb 25, 2013 to Oct 31, 2017 · Frisco, Tx
- Lifestyle Planning Solutions, LLC formerJul 11, 2012 to Oct 17, 2018 · Alpharetta, Ga
- LPL Financial LLC BD affiliatedMay 8, 2012 to May 3, 2013 · Frisco, Tx
- Commerce Wealth Advisers, LLC formerMay 7, 2010 to May 8, 2012 · Frisco, Tx
- Fsc Securities Corporation formerOct 27, 2009 to May 7, 2010 · Frisco, Tx
- Charles Schwab & Co., Inc. national BDAug 21, 2003 to Jul 17, 2009 · Southlake, Tx
- Ameriprise Advisor Services, Inc. unclassifiedJun 30, 2003 to Aug 11, 2003 · Irving, Tx
Moves
a registration end followed by a registration begin elsewhere
- Lifestyle Planning Solutions, LLC to Stratos Wealth Partners, Ltdleft Oct 17, 2018, registered Feb 25, 2013 (-2060 days) · Other · moved with a team
- Stratos Wealth Partners, Ltd to Merit Financial Advisorsleft Oct 31, 2017, registered Oct 31, 2017 (0 days) · Other · moved with a team
- LPL Financial LLC to Lifestyle Planning Solutions, LLCleft May 3, 2013, registered Jul 11, 2012 (-296 days) · Other
- Commerce Wealth Advisers, LLC to LPL Financial LLCleft May 8, 2012, registered May 8, 2012 (0 days) · Other
- Fsc Securities Corporation to Commerce Wealth Advisers, LLCleft May 7, 2010, registered May 7, 2010 (0 days) · Other
- Charles Schwab & Co., Inc. to Fsc Securities Corporationleft Jul 17, 2009, registered Oct 27, 2009 (102 days) · Other
- Ameriprise Advisor Services, Inc. to Charles Schwab & Co., Inc.left Aug 11, 2003, registered Aug 21, 2003 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address