DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
S•••• C••••••••• W••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
17 y
since Sep 3, 2009
In the industry
22 y
since Apr 9, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J• W• C••• A•••••••• I••• BD affiliated currentsince Sep 3, 2009 · Tampa, Fl
- M•• F•••••••• S•••••••• I••• formerNov 29, 2004 to Aug 18, 2009 · Ormond Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to J• W• C••• A•••••••• I•••left Aug 18, 2009, registered Sep 3, 2009 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address