DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• E••••• K•••••••

C••••• I••••••••• A••••••• L••BD affiliatedFort Walton Beach, Fldual registrantIAPD 4187411

Feed of 09/14/2026

At current firm

1 y

since Feb 20, 2025

In the industry

24 y

since Sep 6, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Feb 20, 2025 · Fort Walton Beach, Fl
C••• F•••••••• S•••••••• L••• former
Dec 10, 2021 to Dec 6, 2024 · Destin, Fl
C••• B•••••••• S•••••••• I••• former
Aug 6, 2018 to Dec 2, 2021 · Fort Walton Beach, Fl
K••••• A••••••• S•••••••• L•• BD affiliated
Apr 19, 2016 to Jul 23, 2018 · Wayne, Il
N•• A•••••• S•••••••• L•• former
Aug 22, 2014 to May 11, 2016 · Austin, Tx
K•••• F••••••••• I••• unclassified
Feb 22, 2012 to Dec 31, 2014 · Batavia, Il
R•••••• J•••• • A••••••••• I••• national BD
Sep 10, 2003 to Dec 1, 2004 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to C••••• I••••••••• A••••••• L••
left Dec 6, 2024, registered Feb 20, 2025 (76 days) · Affiliated broker-dealer or bank to another
C••• B•••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••
left Dec 2, 2021, registered Dec 10, 2021 (8 days) · Affiliated broker-dealer or bank to another
K••••• A••••••• S•••••••• L•• to C••• B•••••••• S•••••••• I•••
left Jul 23, 2018, registered Aug 6, 2018 (14 days) · Affiliated broker-dealer or bank to independent RIA
N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
left May 11, 2016, registered Apr 19, 2016 (-22 days) · Other · moved with a team
K•••• F••••••••• I••• to N•• A•••••• S•••••••• L••
left Dec 31, 2014, registered Aug 22, 2014 (-131 days) · Other
R•••••• J•••• • A••••••••• I••• to K•••• F••••••••• I•••
left Dec 1, 2004, registered Feb 22, 2012 (2639 days) · Other

Signals

M••• E••••• K••••••• left C••• F•••••••• S•••••••• L••• for C••••• I••••••••• A••••••• L•• (registered 2025-02-20)
Dec 6, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address