DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Dean Torres

LPL Financial LLCBD affiliatedPhoenix, Azdual registrantIAPD 4188580

Certified Financial Planner

Feed of 09/14/2026

Also filed as Christopher Dean Torres

At current firm

0 y

since Jul 22, 2026

In the industry

26 y

since Jul 12, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 22, 2026 · Phoenix, Az
Ameriprise Financial Services, LLC national BD
Nov 3, 2023 to Aug 12, 2026 · Phoenix, Az
Comerica Securities former
Aug 9, 2023 to Nov 3, 2023 · Phoenix, Az
Cetera Investment Advisers LLC BD affiliated
Jan 2, 2020 to May 24, 2023 · Overland Park, Ks
Vicus Capital, Inc. independent RIA
Feb 6, 2014 to Jun 22, 2018 · Olathe, Ks
Oakpath Financial unclassified
Sep 17, 2013 to Nov 19, 2013 · Shawnee, Ks
Janus Henderson Investors former
Mar 6, 2003 to Jan 2, 2013 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to LPL Financial LLC
left Aug 12, 2026, registered Jul 22, 2026 (-21 days) · Affiliated broker-dealer or bank to another
Comerica Securities to Ameriprise Financial Services, LLC
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
Cetera Investment Advisers LLC to Comerica Securities
left May 24, 2023, registered Aug 9, 2023 (77 days) · Affiliated broker-dealer or bank to independent RIA
Vicus Capital, Inc. to Cetera Investment Advisers LLC
left Jun 22, 2018, registered Jan 2, 2020 (559 days) · RIA to affiliated broker-dealer or bank
Oakpath Financial to Vicus Capital, Inc.
left Nov 19, 2013, registered Feb 6, 2014 (79 days) · Other
Janus Henderson Investors to Oakpath Financial
left Jan 2, 2013, registered Sep 17, 2013 (258 days) · Other

Signals

Christopher Dean Torres left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2026-07-22)
Aug 12, 2026 · Advisor changed firm · fact
Christopher Dean Torres left Cetera Investment Advisers Llc for Comerica Securities (registered 2023-08-09)
May 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address