DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shane Eli Miller
Feed of 09/14/2026
At current firm
5 y
since Jul 11, 2021
In the industry
26 y
since May 30, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- United Asset Strategies Inc. independent RIA currentsince Jul 11, 2021 · Garden City, Ny
- Td Ameritrade Investment Management, LLC formerFeb 6, 2012 to Dec 31, 2020 · Smithtown, Ny
- Td Ameritrade, Inc. formerFeb 6, 2012 to Jan 11, 2021 · Lake Grove, Ny
- Chase Investment Services Corp. formerOct 4, 2006 to Jan 5, 2012 · Hempstead, Ny
- Bny Investment Center Inc. unclassifiedMar 29, 2006 to Oct 4, 2006 · Valley Stream, Ny
- Bny Mellon Securities Corporation otherOct 14, 2003 to Feb 6, 2006 · Uniondale, Ny
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade, Inc. to United Asset Strategies Inc.left Jan 11, 2021, registered Jul 11, 2021 (181 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 31, 2020, registered Feb 6, 2012 (-3251 days) · corporate re-registration, not a move
- Chase Investment Services Corp. to Td Ameritrade Investment Management, LLCleft Jan 5, 2012, registered Feb 6, 2012 (32 days) · Other
- Bny Investment Center Inc. to Chase Investment Services Corp.left Oct 4, 2006, registered Oct 4, 2006 (0 days) · Other
- Bny Mellon Securities Corporation to Bny Investment Center Inc.left Feb 6, 2006, registered Mar 29, 2006 (51 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address