DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stacy Marlene Paradise

United Capital Financial Advisorsindependent RIASacramento, CaIA-onlyIAPD 4196962

Feed of 09/14/2026

Also filed as Stacy Marlene Freeman

At current firm

1 y

since Jan 1, 2025

In the industry

26 y

since Jun 26, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

United Capital Financial Advisors independent RIA current
since Jan 1, 2025 · Sacramento, Ca
Goldman Sachs & Co. LLC wirehouse
Jun 16, 2022 to Jun 16, 2022 · Modesto, Ca
Cetera Advisor Networks LLC former
Nov 1, 2017 to Jul 15, 2019 · Modesto, Ca
Girard Securities, Inc. former
Jan 13, 2017 to Nov 1, 2017 · San Diego, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Jan 17, 2017 · Modesto, Ca
Banc Of America Investment Services, Inc. unclassified
Apr 25, 2007 to Oct 23, 2009 · Modesto, Ca
Wamu Investments, Inc. unclassified
Mar 29, 2007 to Apr 23, 2007 · Modesto, Ca

Moves

a registration end followed by a registration begin elsewhere

Goldman Sachs & Co. LLC to United Capital Financial Advisors
left Jun 16, 2022, registered Jan 1, 2025 (930 days) · Wirehouse to independent RIA
Cetera Advisor Networks LLC to Goldman Sachs & Co. LLC
left Jul 15, 2019, registered Jun 16, 2022 (1067 days) · Affiliated broker-dealer or bank to wirehouse
Girard Securities, Inc. to Cetera Advisor Networks LLC
left Nov 1, 2017, registered Nov 1, 2017 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Girard Securities, Inc.
left Jan 17, 2017, registered Jan 13, 2017 (-4 days) · Other
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Wamu Investments, Inc. to Banc Of America Investment Services, Inc.
left Apr 23, 2007, registered Apr 25, 2007 (2 days) · Other

Signals

Stacy Marlene Paradise left Goldman Sachs & Co. Llc for United Capital Financial Advisors (registered 2025-01-01)
Jun 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address