RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• L••• I•••••••
- W••• A••••••• L•• state registered currentsince May 5, 2023 · O••••, Ne
- H••••• I••••••••• M••••••••• L•• independent RIAJul 8, 2016 to May 5, 2023 · Omaha, Ne
- O•••• A•••••••• I••• unclassifiedJun 18, 2013 to Jul 15, 2016 · O••••, Ne
- F•••••••• W••• G•••• formerMay 6, 2005 to Dec 31, 2011 · O••••, Ne
- H••••• I••••••••• M••••••••• L•• to W••• A••••••• L••left May 5, 2023, registered May 5, 2023 (0 days) · RIA to a state-registered adviser
- O•••• A•••••••• I••• to H••••• I••••••••• M••••••••• L••left Jul 15, 2016, registered Jul 8, 2016 (-7 days) · Other
- F•••••••• W••• G•••• to O•••• A•••••••• I•••left Dec 31, 2011, registered Jun 18, 2013 (535 days) · Other
- J•••••• L••• I••••••• left H••••• I••••••••• M••••••••• L•• for W••• A••••••• L•• (registered 2023-05-05)May 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address