DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•• X•• G••
Feed of 09/14/2026
Also filed as G•••• G••
At current firm
8 y
since Sep 25, 2017
In the industry
26 y
since Jul 17, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 25, 2017 · Monterey Park, Ca
- L•• F•••••••• L•• BD affiliatedFeb 28, 2017 to Sep 25, 2017 · Monterey Park, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Feb 28, 2017 · Monterey Park, Ca
- C••••• I••••••••• S••••••• L•• formerOct 10, 2006 to Jan 21, 2014 · San Gabriel, Ca
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJun 1, 2006 to Oct 6, 2006 · San Gabriel, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Sep 25, 2017, registered Sep 25, 2017 (0 days) · Other · moved with a team
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Feb 28, 2017, registered Feb 28, 2017 (0 days) · Other · moved with a team
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- U•••• F•••••••• S••••••• G••••• I••• to C••••• I••••••••• S••••••• L••left Oct 6, 2006, registered Oct 10, 2006 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address