DFX Intelligence
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Registered advisor
E•••••• R•••••• G•••••••
Feed of 09/15/2026
Also filed as E•••••• R•••••• G••••••• J••••••••• R•••••• G••••••••• R•••••• G•••••••
At current firm
4 y
since Aug 25, 2022
In the industry
24 y
since Jan 17, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 25, 2022 · Hialeah, Fl
- J••• M••••• S••••••••• L•• wirehouseJul 22, 2013 to Aug 25, 2022 · Pembroke Pines, Fl
- W•••• F•••• A••••••• wirehouseJun 22, 2012 to Jul 1, 2013 · Weston, Fl
- C•••• I••••••••• S••••••• C•••• formerMay 10, 2010 to Apr 25, 2012 · Pembroke Pines, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Mar 8, 2010 · Coral Gables, Fl
- A• G• E•••••• • S•••• I••• unclassifiedJan 17, 2002 to Jan 1, 2008 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Aug 25, 2022, registered Aug 25, 2022 (0 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Jul 1, 2013, registered Jul 22, 2013 (21 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Apr 25, 2012, registered Jun 22, 2012 (58 days) · Other
- W•••• F•••• A••••••• to C•••• I••••••••• S••••••• C••••left Mar 8, 2010, registered May 10, 2010 (63 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedSep 16, 2026 · Advisor registration ended · derived
- ••• LockedAug 25, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address