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Registered advisor
M••• S••••••
Feed of 09/19/2026
Also filed as M••• H••••• S••••••••• H• S••••••
At current firm
0 y
since Sep 18, 2026
In the industry
15 y
since Mar 3, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Sep 18, 2026 · St Augustine, Fl
- M••••• S•••••• wirehouseSep 22, 2016 to Sep 13, 2023 · Purc••••, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 21, 2013 to Sep 19, 2016 · White Plains, Ny
- W•••• F•••• A••••••• wirehouseDec 19, 2012 to May 13, 2013 · Purc••••, Ny
- M••••• S•••••• wirehouseApr 30, 2012 to Jan 9, 2013 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerSep 20, 2011 to Mar 20, 2012 · White Plains, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to E•••••• A••••••• G••••• L••left Sep 13, 2023, registered Sep 18, 2026 (1101 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Sep 19, 2016, registered Sep 22, 2016 (3 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 13, 2013, registered Nov 21, 2013 (192 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Jan 9, 2013, registered Dec 19, 2012 (-21 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to M••••• S••••••left Mar 20, 2012, registered Apr 30, 2012 (41 days) · Other
Signals
- ••• LockedSep 18, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address