DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• J••• L•••

C••••• I••••••••• A••••••• L••BD affiliatedOmaha, Nedual registrantIAPD 4204268

Feed of 09/14/2026

Also filed as Bob Luna

At current firm

0 y

since May 18, 2026

In the industry

15 y

since Mar 10, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since May 18, 2026 · Omaha, Ne
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 19, 2022 to May 15, 2026 · Des Moines, Ia
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Mar 8, 2017 to Sep 21, 2022 · Omaha, Ne
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 3, 2014 to Dec 8, 2015 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
left May 15, 2026, registered May 18, 2026 (3 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Sep 21, 2022, registered Sep 19, 2022 (-2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Dec 8, 2015, registered Mar 8, 2017 (456 days) · Other

Signals

R••••• J••• L••• left A••••••••• F•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-05-18)
May 15, 2026 · Advisor changed firm · fact
R••••• J••• L••• left N••••••••• M••••• I••••••••• S••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-09-19)
Sep 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address