RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J•••• S•••
- B••••• mixed wealth currentsince Nov 7, 2023 · Coral Gables, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Oct 6, 2023 · New York, Ny
- C••••••• I••••••••• S••••••• unclassifiedMar 8, 2006 to May 29, 2007 · New York, Ny
- M••••• S•••••• D• I••• unclassifiedDec 20, 2000 to Feb 16, 2006 · Miami, Fl
- C•••••••• G••••• M•••••• I••• to B•••••left Oct 6, 2023, registered Nov 7, 2023 (32 days) · Other · moved with a team
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C••••••• I••••••••• S•••••••left Feb 16, 2006, registered Mar 8, 2006 (20 days) · Other
- C••••••••• J•••• S••• left C•••••••• G••••• M•••••• I••• for Balanz (registered 2023-11-07)Oct 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address