DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• G•••••• J•

C••••• I••••••••• A••••••• L••BD affiliatedDallas, Tx dual registrantIAPD 4205782

Feed of 09/14/2026

Also filed as D•••••• Anton G••••••

At current firm

0 y

since Jun 8, 2026

In the industry

24 y

since Dec 31, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 8, 2026 · Dallas, Tx
C•••••• S••••• • C••• I••• national BD
Mar 14, 2025 to Jun 6, 2026 · Westlake, Tx
L•• E••••••••• L•• BD affiliated
Sep 19, 2024 to Jan 13, 2025 · Double Oak, Tx
C•••••• S••••• • C••• I••• national BD
Jan 11, 2021 to Jan 10, 2024 · San Diego, Ca
U•••• F•••••••• S••••••• G••••• I••• unclassified
Jan 24, 2011 to May 17, 2011 · San Diego, Ca
L•• F•••••••• L•• BD affiliated
Oct 27, 2010 to Nov 4, 2019 · San Diego, Ca
L•• F•••••••• L•• BD affiliated
Mar 26, 2008 to Aug 11, 2008 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to C••••• I••••••••• A••••••• L••
left Jun 6, 2026, registered Jun 8, 2026 (2 days) · Affiliated broker-dealer or bank to another
L•• E••••••••• L•• to C•••••• S••••• • C••• I•••
left Jan 13, 2025, registered Mar 14, 2025 (60 days) · Other
C•••••• S••••• • C••• I••• to L•• E••••••••• L••
left Jan 10, 2024, registered Sep 19, 2024 (253 days) · Affiliated broker-dealer or bank to a newly registered adviser
L•• F•••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••
left Nov 4, 2019, registered Jan 24, 2011 (-3206 days) · Other
U•••• F•••••••• S••••••• G••••• I••• to C•••••• S••••• • C••• I•••
left May 17, 2011, registered Jan 11, 2021 (3527 days) · Other

Signals

D•••••• G•••••• J• left C•••••• S••••• • C••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-06-08)
Jun 6, 2026 · Advisor changed firm · fact
D•••••• G•••••• J• left L•• E••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-03-14)
Jan 13, 2025 · Advisor changed firm · fact
D•••••• G•••••• J• left C•••••• S••••• • C••• I••• for L•• E••••••••• L•• (registered 2024-09-19)
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address