RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C• G••••••••
- G•••••••• C•••••• M••••••••• L•• independent RIA currentsince May 5, 2009 · Gilbert, Az
- M••••• S•••••• C••••••••• unclassifiedOct 17, 2007 to Oct 13, 2008 · Greenwood Village, Co
- C•••••• S••••• • C••• I••• national BDOct 30, 2006 to Sep 11, 2007 · Englewood, Co
- M••••• S•••••• C••••••••• to G•••••••• C•••••• M••••••••• L••left Oct 13, 2008, registered May 5, 2009 (204 days) · Other
- C•••••• S••••• • C••• I••• to M••••• S•••••• C•••••••••left Sep 11, 2007, registered Oct 17, 2007 (36 days) · Other
- J••• C• G••••••••, registered through G•••••••• C•••••• M••••••••• L•• (Lone Tree, CO), is a direct owner of Aqi, an adviser first registered 2026-01-29; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filingJan 29, 2026 · Owner of a newly registered adviser · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address