RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• M•••• N•••••••••
- A••••••• T•• A•• F•••••••• S•••••••• I••• state registered currentsince Jan 2, 2004 · Kuna, Id
- C••••• A•••• M••••••••• L•• unclassifiedJan 13, 2003 to Nov 28, 2003 · Pompton Lakes, Nj
- C••••• A•••• M••••••••• L•• to A••••••• T•• A•• F•••••••• S•••••••• I•••left Nov 28, 2003, registered Jan 2, 2004 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address